Regulatory Governance & Compliance

Within the current corporate environment, where risk management is a main objective at both strategic and operational level, businesses are increasingly placing a greater emphasis on compliance and corporate governance issues.  At Ramsden Lawyers we cover the complete range of regulatory issues, providing clients with practical and commercial advice about the impact of rules and regulations on their businesses and their dealings with regulators.

With the benefit of our experience and insight into the dealings and policy objectives of regulators, our team at Ramsden Lawyers delivers comprehensive support and clear guidance for clients involved in navigating the complexities of regulatory investigations, including continuous disclosure issues and compliance. Our corporate team here at Ramsden Lawyers has extensive experience advising clients on all aspects of their ever-growing compliance obligations and can assist in relation to:

  • general Corporations Act compliance, including related party transactions, filing obligations, and general company secretarial matters;
  • general ASX Listing Rule compliance, including specific market disclosure obligations and obligations relating to securities, such as reorganisations of capital, options, and restrictions on new issues of securities;
  • insider trading compliance and related issues;
  • giving detailed advice on the latest developments and current practice in company law to address the heightened levels of scrutiny faced by companies; and
  • advising boards and senior management on the structure, implementation and maintenance of effective governance policies and procedures, including directors’ duties and continuous disclosure.

Levels 5 (Main office) and 9 (Property group)
Corporate Centre One, 2 Corporate Court
Bundall , QLD, 4217 Australia
Phone: (07) 5592 1921

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